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Documents, social posts, audio and video in one review pipeline.

See what a scan does
Supervisory console · FINRA Rule 2210

Every communication,reviewed before itbecomes a liability.

Avora Sense classifies, audits, cites and routes your firm’s marketing, with the exact rule behind every finding and a record nobody can alter.

  • Documents
  • Social posts
  • Email
  • Audio
  • Video

rule provisions in the citation corpus

intake modalities: text, documents, audio, video

findings reach a human without a citation

The problem

Marketing ships in minutes. Review takes days. And one promissory line in a post, a deck or a video is enough to turn a campaign into a finding.

The answer

Avora Sense reads every piece the moment it is submitted, cites the exact rule behind each finding, and sends only real risk to a principal. Classified. Audited. Cited. Cleared.

What happens when you scan01 / 08

01Intake

It reads the whole thing.

Drop in a PDF, paste a post or upload a recording. Text is extracted, audio is transcribed with timestamps, and the case is open before you have switched tabs.

summit-growth-factsheet.pdfReading
Summit CapitalQ3 fact sheet

Summit Growth Fund

Our flagship strategy guarantees returns of 12% a year, with no risk of losing your principal.

Summit Growth has beaten its benchmark since launch. Investors can expect the fund to double in five years.

Talk to your advisor about adding Summit Growth to your portfolio.

  1. 1Intake
    PDF2 pages412 words

    Text and layout extracted. Case AC-2041 opened.

  2. 2Classify
  3. 3Audit
  4. 4Cite
  5. 5Route
  6. 6Rewrite and archive
  7. 7Red team
  8. 8Model eval

Illustrative example. The firms, figures, case number and test results are fictional.

The platform

Review is one part of it. Supervision is the rest.

  1. Cases

    Every review in one queue.

    Each submission becomes a case with its findings, citations, risk score, rewrite and the principal's decision. Nothing is approved off the record.

    Open cases
  2. Monitoring

    It keeps watching after you publish.

    Websites, landing pages, social posts and third-party profiles are tracked for changes. New wording is checked against the rules and your firm's context.

    See monitoring
  3. Company Context

    Your policies, not a generic rulebook.

    Firm policies, approved claims, required disclosures and prior decisions sit beside the regulation. Answers show which authority each conclusion rests on.

    Open company context
  4. Model Assurance

    The reviewer gets reviewed too.

    Every model is scored on labelled cases and attacked with adversarial ones before it is trusted. The results are kept as a persistent report, so a regression shows up when a model or prompt changes.

    Read the report

One record

Everyone works from the same case.

The person who wrote the post, the agents that audited it, the principal who approved it and the examiner who asks about it two years later all see the same findings, citations and decision trail.

Why Avora Sense

Built for modern compliance teams.

  • 01

    Intelligent intake

    Text, PDFs, audio and video, in any format and from any channel. Intake returns in milliseconds and the review runs in the background.

    4 modalities
  • 02

    Multi-agent review

    Specialist agents read, classify and audit against the rulebook in parallel, with an internal policy agent for your firm's own rules.

    4 auditors
  • 03

    Exact citations

    Every finding names the provision behind it. Citations that do not resolve against the corpus are blocked by code, not by a prompt.

    31 provisions
  • 04

    Workflow and routing

    Clean content is approved under surveillance. Risk goes to a registered principal. Remediation is tracked to a decision.

    Risk-based
  • 05

    Immutable archive

    Every decision, artifact and action is written to storage with a locked retention policy, so the record cannot be edited or deleted.

    17a-4 WORM

How it is built

Judgment is AI. Guardrails are code.

Agents handle the reading, classifying and rewriting. The parts that must never depend on a model’s judgment are deterministic and unit tested.

  1. 01

    Citation gate

    A finding whose citation does not resolve against the rule corpus is dropped. Fabricated citations cannot surface.

  2. 02

    Filing calculator

    Pre-use, post-use or excluded, with the 10-business-day deadline, is computed in code under 2210(c).

  3. 03

    Principal sign-off

    High-risk content waits for a registered principal. Their identity is attached to every approval.

  4. 04

    Locked archive

    The case record and event trail are written once. Inside the retention window, nobody can change them.

  5. 05

    Learning from overrides

    When a principal rejects a finding, that decision is replayed to the auditors as guidance.

In the browser

Review it where it is written.

The same pipeline, as a Chrome extension over the message you are composing. Findings cite the provision behind them before the draft is sent, and Send to compliance opens a real case in the queue. Gmail today.

Questions

The things compliance asks first.

  • Text, PDFs and other documents, social posts, emails, ads, audio and video. Audio is transcribed with timestamps, so each finding links to the exact second it was said.

Get started

Compliance you can prove.

Run your next post, deck or recording through Avora Sense and keep a defensible record of how it was reviewed.